Course features
What is Record Keeping?
Record keeping is a fundamental aspect of compliance across various industries and regulations. It plays a crucial role in demonstrating adherence to rules, supporting audits and investigations, and mitigating risks. This microlearning course, "What is Record Keeping," breaks down the essential elements of record keeping, explaining why it's so vital in today's financial landscape and highlighting its interplay with regulatory compliance. Join us as we explore this core compliance concept and learn how it protects both businesses and their clients.
Format
Microlearning
Estimated Duration
9 minutes
Continuing Professional Education
Yes
Course Credits
0.15 CPE
Certificate
Yes
Price
FREE
Watch. Learn. Improve.
In today's complex regulatory landscape, meticulous record keeping is more critical than ever. This short microlearning introduces you to the core concepts of this essential compliance process. We'll briefly explore why record keeping is so vital and how it contributes to a secure and compliant environment for your organization. This quick overview provides a foundational understanding of record keeping and its significance in meeting regulatory requirements.
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Course contents
Daria Patrascoiu
Daria contributed to Simon Consulting as a Compliance Analyst from 2021 to 2022, dedicating over a year to the firm. During her time there, she played a key role in the "Simon Answers" video series, engaging with audiences on important compliance topics. Daria also shared her expertise as a speaker at various webinars, further demonstrating her commitment to educating others in the field of financial crime.