Course features

Foundational Principles in Compliance

Foundational Principles in Compliance is a 5-course series that establishes the legal basis and governance structure behind all compliance functions. It explains why financial crime controls exist, defines the four core threats—money laundering, terrorist financing, sanctions violations, and fraud—and outlines how the pillars of the AML Program mitigate those threats. Completing this course provides the contextual understanding needed to interpret the purpose and risk environment of all subsequent compliance tasks.
Format

Short Course

Estimated Duration

60 minutes

Continuing Professional Development

Yes

CPD Points

1

Certificate

Yes

Price

EUR 19.99

Watch. Learn. Improve.

At the end of the Foundational Principles in Compliance bundle, the learner will be able to explain why an AML Program is legally required, outline the role of the FATF, and define the accountability of the MLRO or Compliance Officer. The learner will be able to identify and distinguish the major financial crimes—money laundering and its three stages, terrorist financing, sanctions evasion, and key fraud typologies. The learner will also be able to apply this framework by describing the core pillars of an AML Program and using the Risk-Based Approach to recognize red flags and allocate compliance resources effectively.
Write your awesome label here.

Course contents

Created with